U368  The Mongol Conquest

 

Instructor:  Christopher Atwood
Office:  Goodbody Hall 321
Office Hours:  Monday 11:15-12:05 and by appointment
Telephone:  855-4059
E-mail:  catwood@indiana.edu

 

This course deals with the empire built by the Mongols in the 13th century—the largest land empire in the world. All readings will be from translated primary sources of the 13th and 14th centuries, written by the Mongols themselves and also by Persian, Chinese, Eastern Christians, Europeans, and other peoples that fought, surrendered to, or traded with the Mongol conquerors. The course will explore the Mongols, the most spectacular example of the nomadic conquerors who played such a large role in all Eurasian history, and survey how their empire affected themselves and the peoples they conquered. By using primary sources, the course will also provide a survey of civilizations in Eurasia in the 13th and 14th centuries, and give a hands-on example of how historians build historical knowledge from varied sources.

Exams and Course Requirements: There will be the following graded assignments: two map quizzes, a chronology quiz, a genealogy quiz, a midterm and a final. There will also be a weekly one-two page review of the reading which be graded on a pass-fail basis. The reading reports and class attendance will be 25%; the four quizzes, 5% each; and the midterm 20% and the final 35%. There is no term paper.

Graduate Requirements: Graduate students have additional required reading, which will be discussed during four extra sessions of the class (time and place TBA). Undergraduates are welcome also to do this reading and attend the discussion sessions. Graduates will have no choice on the questions for the midterms and finals. In addition graduates will write a 15-20 page research paper, due on April 30. Topics will be chosen by the student in consultation with the professor. Graduate grade percentages are: reading reports/class participation, 15%; four quizzes, total 10%; midterm 20%; final 25%; paper 30%.

Class organization:  Monday and Wednesday sessions will be primarily lecture, in which I will give you a background of ideas and concepts that help make sense of the topic for the week, as well as additional important information not given in the readings. Friday is a discussion session, in which we will look at the specific readings for the week and analyze them in terms of the arguments they put forth to make sense of the Mongol conquests. For this reason, it is imperative that you do the reading before Friday. The one-two page reviews of the reading will be due at the beginning of class at each discussion session.

Note: All students are each given two (only!) free passes on the reading reviews.

Readings:

Three books (Cleaves, trans., Secret History of the Mongols, Dawson, ed., Mission to Asia; Latham, trans., Travels of Marco Polo) are available for purchase at TIS and the IU bookstore. Juvaini’s History of the World Conqueror is out of print and is on sale in a xeroxed reprint also at TIS and the IU bookstore.

Two required out of print books are available in xeroxed reprint from the Central Eurasian Studies department office (Goodbody Hall 157):

1. Waley, Travels of an Alchemist
2. Budge, Monks of Kublai Khan

The final group of required readings is available in a packet the Central Eurasian Studies department office (Goodbody Hall 157). It includes:

1. Zhao Gong, "A Complete Record of the Mong Tatars"
2. Su Tianjue, Sketches of Eminent Ministers of the Yuan Dynasty, biography of Muqali
3. Selection from Ibn Ath§r, translation from History of the Mongols
4. Mongolian documents on religious immunities and beliefs
5. Peng and Xu, "A Sketch of the Black Tatars"
6. Su Tianjue, Sketches, biographies of Zhang Rou and Yelü Chucai
6. Zhang, "Notes on a Journey North of the Ranges"
7. Su Tianjue, Sketches, biographies of Liu Bingzhong on
8. Rashid-ud-Din, translation from Jami’u’t-Tawarikh, The Compendium of Chronicles
9. Rashid-ud-Din, selections from History of the Mongols
10. Travels of Ibn Battuta, in Iran and Iraq
11. Rashid-ud-Din, translations from the Successors of Genghis Khan
12. Travels of Ibn Battuta in the Jochid and Chaghatayid realms

Website: The class has a website which contains the syllabus, the lecture outlines and other materials. The outlines are intended to be used to prepare for class, and to ease note-taking, not a substitute for class!

URL: http://www.indiana.edu/~ceus/mongol_conquest.htm

IMPORTANT NOTE: There are MANY editions of Marco Polo in stores and the library. The one I am using for my page numbers is that translated by Ronald Latham and published by Penguin Press in paperback. Note also that while most editions of this book number the pages consecutively through the translator’s introduction, so that Marco Polo’s own story starts on p. 33, some editions have the introduction numbered separately, so that the story itself starts on p. 3. If your book is one of these editions, you will need to subtract 30 from every page number in the syllabus.

 

Week 1, January 13-17
Introduction; Cycles and waves of history, Eurasian geography
Mission to Asia, pp. 4-32 (John of Plano Carpini), pp. 93-106 (William of Rubruck); Juvaini, History of the World Conqueror, pp. 19-44; Marco Polo’s Travels, pp. 92-103.*

*See the note on the pagination of Marco Polo on the second page of the syllabus.

Week 2, January 22-24
More Eurasian geography; tribes and states, nomadism
Secret History, paragraphs §1-§129
 
Week 3, January 27-31
Mongol social structure; clan genealogy and history
Secret History, §§130-201.

First map quiz: in class, Jan. 29

Week 4, February 3-7
Emerging Steppe states.
Secret History, §§ 202-253; Juvaini, pp. 44-53, 61-77; Zhao, "A Complete Record of the Mong Tatars"; Su Tianjue, Sketches, "Biography of Muqali," pp. 1-11
 
Week 5, February 10-14
Unification of the Mongols; conquest of the Jin in North China.
Ibn Ath§r, pp. 29-32; Juvaini, pp. 3-19, 77-178; Secret History, §§ 254-268.
 
Week 6, February 17-21
Destruction of the Sultanate of Khorazm and the Xia (Tangut) dynasty of Northwest China.
Travels of an Alchemist, pp. 43-160; Documents on Religious Immunities and Beliefs
Graduate meeting, on Rashid-ud-Din, Jami’u’t-Tawarikh, on the Mongol tribes and Chinggis Khan, Yuan shi, chapter 1 and de Rachewiltz, "The Hsi Yu Lu"

Second map quiz: in class, Feb. 19

Week 7, Feb. 24-28
The Mongol religious policy
Juvaini, pp. 178-239; Secret History, §§ 269-282; Peng and Xu, "A Sketch of the Black Tatars."; Su Tianjue, Sketches, "Biographies of Zhang Rou and Yelü Chucai," pp. 13-40.
Written paper topics due for graduates (must see me before this date): in class, Feb. 28
 
Week 8, March 3-7
Ogedei Qa’an; plunder and gifts, the succession question; building institutions in China
Juvaini, pp. 239-276; Mission to Asia, pp. 3-86

Midterm: in class, March 7

Week 9, March 10-14
Güyüg and Möngke Qa’an; succession question, charismatic election and bloody tanistry
Mission to Asia, pp. 89-220; Juvaini, pp. 547-595.
Discussion for week 8 reading, and reading reviews DUE MONDAY, March 31

*See the note on the pagination of Marco Polo on the second page of the syllabus.

Spring Break

Week 10, March 24-28
Möngke and his conquests; Administration, taxation, bureaucracy, prebends, corruption
Juvaini, pp. 595-640, 703-725, 482-546
Graduate meeting, on History of the Yuan, chapters 2 and 3, and "History of the Nation of the Archers," 285-337.

Chronology Quiz: in class, March 24 29

Week 11, March 31-April 4
Qubilai Qa’an and the break-up of the empire
Zhang, "Notes on a Journey North of the Ranges"; Su Tianjue, Sketches, pp. 41-139.
 
Week 12, April 7-11
Qubilai’s Yüan Dynasty: Mongol rulers and Chinese forms
Marco Polo’s Travels, 33-45, 80-162, 163-259.*
Graduate meeting: History of the Yuan, chapters 4-5; Hsiao, Military Establishment of the Yuan Dynasty, pp. 67-124.
 
Week 13, April 14-18
The Il-qanate: Mongol/Persian dyarchy (beginning)
Rashid-ud-Din, translation in Jami’u’t-Tawarikh, 12-19, 471-514 and selections in History of the Mongols, pp. 122-164; Marco Polo’s Travels, pp. 46-80, 319-329

Genealogy Quiz: in class, April 14

Week 14, April 21-25
The Il-qanate: Mongol/Persian dyarchy (conclusion), and the Golden Horde (beginning)
Budge, Monks of Kublai Khan, 119-306; Travels of Ibn Battuta, 288-347.
 
Week 15, April 28-May 2
The Golden Horde and Central Asia; Islamization, Turkicization; themes in Mongol history
Rashid-ud-Din translation in Successors of Genghis Khan, 96-156, 17-28, Marco Polo’s Travels, pp. 329-345, 313-319; Ibn Battuta, 470-574.
Graduate meeting: Rashid-ud-Din, translation in Jami’u’t-Tawarikh, Section 17 ("History of Ghazan Khan"), "History of the Nation of the Archers," 337-383.
Graduate Student papers due: April 30 in class

Final: 2:45-4:45, Friday, May 9.

*See the note on pagination in Marco Polo on the second page of the syllabus.

Note on pronunciation

In our readings on the Mongolian world empire, certain letters or symbols are commonly used which may be difficult to pronounce. The following is a brief guide:

Letter             Approximate English equivalent

č                     Just like English "ch" as is "cheese"

γ or gh, or     A back spirant, something like an uvular French ‘r’ as in "au revoir." Can be approximated as ‘g’

                    Approximated as English short -i-, as in "sit"

                        Just like English ‘j’ as in "jam"

kh, x, or ch        ‘Rough’ or ‘breathy’ h, like -ch- in German "Bach"
(in Latin sources)

ö                        Approximated as English long -o-, as in English "home"

q                    A back or ‘swallowed’ k. May be approximated as English -k- for Persian writers, for Mongolian similar to kh above.

š                    Just like English ‘sh’ in "ship"

ü                    Approximately as English -u- as in "rule"

 

Chinese spelling systems

For Chinese words there are two systems for Latin-script spelling, one, the Wade-Giles, used predominantly before 1979, and the other, the Pinyin, becoming more and more common since 1979. Some readings use Wade-Giles, but newer ones use Pinyin, and I will attempt to give both spellings in lecture when ever Chinese words are used (if I forget, please remind me!). Both contain letters which have unexpected pronunciations:

Wade-Giles:

p and p’            Like English ‘b’ and ‘p’, respectively

t and t’                Like English ‘d’ and ‘t’, respectively

k and k’            Like English ‘g’ and ‘k’ respectively

ch and ch’         Like English ‘j’ and ‘ch’ (as in ‘cheese’ or ‘chirp’), respectively

ts, tz                Like English ‘dz’ in "adze" but at the beginning of the syllable

ts’, tz’              Like English ‘ts’ as in "bats" but at the beginning of the syllable

hs                    Like English ‘sh’ as in "sheet"

-ih                    Resembles English ‘-ir’ as in "sir"

ss                    Like English ‘s’

tzu, tz’u, ssu    Rhyme with English -uh as in ‘huh’

Pinyin:

x                    Like English "sh" as in "sheet"

q                    Like English "ch" as in "cheese"

z                    Like English ‘dz’ in "adze" but at the beginning of the syllable

c                    Like English ‘ts’ as in "bats" but at the beginning of the syllable

zh                    Like English "j" as in "jam"

zhi, chi, shi, ri    All rhyme with "sir"

 

Chronology Quiz

In this quiz students will be required to do two things: 1) put a scrambled list of ten khans and regents in proper sequence, and 2) give the event that happened on the given date for the ten dates listed below. Each correct reply is worth 5 points of the quiz’s total 100 points. Minor misspellings will not be counted against the student; partial credit will still be given for names that have major misspellings (as long as they are recognizable).

The khans and regents are:

  • Chinggis Qan (1206-1227)

  • regent: Tolui (1227-1229)

  • Ögedei Qa’an (1229-1241)

  • regent: Töregene Qatun (1242-1246)

  • Güyüg Khan (1246-1248)

  • regent: Oghul Qaimish (1248-1251)

  • Möngke Qa’an (1251-1259)

  • Qubilai Qa’an (1260-1294)

  • Temür Qa’an (1294-1307)

  • Haishan Qa’an (1307-1311)

  • (The dates of the khans and regents are provided for your convenience; you do not need to know them on the exam)

    The dates are:

    1209: Uighurs surrender to the Mongols
    1211: Mongols invade the Jin dynasty in North China
    1219: Mongols invade Sultanate of Khorazm in Turkestan and Iran
    1234: Mongols kill last Jin emperor in Henan
    1236: Mongols invade QVpchaqs and Eastern Europe
    1256: Chief of the "Assassins" (Isma‘ilis) surrenders to the Mongols
    1258: Mongols conquer Baghdad, destroy the Caliphate
    1260: Mamluk sultanate of Egypt defeats Mongols at Ayn-Jalut
    1276: Mongols conquer capital of Southern Song dynasty
    1294: Mongols withdraw from Vietnam